NEW Associate/Senior Associate, Regulatory Risk
NY - New York
The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to work and build a career. We provide audit, tax and advisory services for organizations in today’s most important industries. Our growth is driven by delivering real results for our clients. It’s also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With qualities like those, it’s no wonder we’re consistently ranked among the best companies to work for by Fortune Magazine, Consulting Magazine, Working Mother Magazine, Diversity Inc. and others. If you’re as passionate about your future as we are, join our team.
KPMG is currently seeking an Associate/Senior Associate in Financial Risk Management - Regulatory Risk for our KPMG Risk Consulting practice.
Responsibilities:
- Provide regulatory compliance services to financial institutions in the capital markets area
- Assist clients with building and assessing their inventory of regulatory obligations
- Assist capital markets clients with supervisory and compliance risk and control assessments
- Support clients with internal controls testing
- Identify opportunities for enhancements to existing policies and processes and related internal controls
Additional Responsibilities for Senior Associate:
- Supervise and mentor associates, new hires, and interns on engagements
- Assist with project planning and project management as well as development of deliverables
- Support the practice by helping to build assessment tools
Qualifications:
- Bachelor’s degree from an accredited college/university
- A minimum of one year of experience as a regulator or compliance practitioner, preferably as a branch examiner or compliance risk reviewer
- Strong knowledge of FINRA rules and SEC rules
- Excellent verbal and written communication skills
- Ability to multi-task and prioritize changing workloads to meet internal and external deadlines
- Strong Microsoft Office skills
- Travel may be up to 80-100%
- Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future
Additional Qualifications for Senior Associate:
- A minimum of three years of related work experience and/or project management
- Well-established understanding of business dynamics and regulations
KPMG offers a comprehensive compensation and benefits package. KPMG, an equal opportunity employer/disability/veteran. KPMG maintains a drug-free workplace. KPMG will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable local, state or federal law (including San Francisco Ordinance number 131192). No phone calls or agencies please.
Requisition# 65304