The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to work and build a career. We provide audit, tax and advisory services for organizations in today’s most important industries. Our growth is driven by delivering real results for our clients. It’s also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With qualities like those, it’s no wonder we’re consistently ranked among the best companies to work for by Fortune Magazine, Consulting Magazine, Working Mother Magazine, Diversity Inc. and others. If you’re as passionate about your future as we are, join our team.

KPMG is currently seeking an Associate/Senior Associate in Financial Risk Management - Regulatory Risk for our KPMG Risk Consulting practice.

Responsibilities:

• Provide regulatory compliance services to financial institutions in the capital markets area
• Assist our capital markets clients to identify and understand the sales and trading regulatory risks related to the business
• Focus on assisting capital markets firms in managing regulatory risks
• Develop comprehensive regulatory compliance and supervisory policies and procedures
• Identify opportunities for enhancements to existing internal controls utilized by the client broker-dealers to manage their regulatory risks

Additional Responsibilities for Senior Associate:

• Supervise and mentor associates, new hires, and interns on engagements
• Serve as a liaison between clients and upper management
• Identify and communicate technical matters to both clients and upper management
• Assist with project planning, development of deliverables, and other technical writing exercises

Qualifications:

• A minimum of one year experience as a regulator and/or compliance practitioner with knowledge of regulations that apply to trading activities such as Reg SHO, trade reporting, and Reg M
• Bachelor’s degree from an accredited college/university
• Prior compliance program experience
• Excellent verbal and written communication skills
• Ability to manage multiple tasks and prioritize changing workloads
• Ability to effectively work independently and as part of a team
• Travel may be up to 80-100%
• Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

Additional Qualifications for Senior Associate:

• A minimum of three years of related work and project management experience
• Well-established understanding of business dynamics and regulations

KPMG offers a comprehensive compensation and benefits package. KPMG, an equal opportunity employer/disability/veteran. KPMG maintains a drug-free workplace. KPMG will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable local, state or federal law (including San Francisco Ordinance number 131192). No phone calls or agencies please.